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Frequently Asked Questions
Social Work Education for Licensure
These Questions and Answers are offered as a matter of general
guidelines and do not carry the force of law. You should also
review the actual statute and regulations. Application forms and
instructions are available on this site; please see the links on
the left. NOTE: The Department cannot determine whether or not
applicants have the necessary qualifications for licensure over
the phone or through e-mail. We will carefully review your
qualifications only after we receive your application, fee, and
all necessary documentation directly from the education
program.
- What licenses are available in the social work
profession?
The Education Law establishes the requirements for licensure as a
Licensed Master Social Worker (LMSW) or Licensed Clinical Social
Worker (LCSW) and for the "R" psychotherapy privilege
available to certain Licensed Clinical Social Workers. For more
information on the requirements for licensure or the
psychotherapy privilege, please see the links on the left of this
page.
- What is the difference between the LMSW and the
LCSW?
The Education Law defines the practice as a Licensed Master
Social Worker and as a Licensed Clinical Social Worker. A
licensee may only engage in those activities that are within the
scope of practice and in which the licensee is competent. The
major difference between the two is that the LMSW may only
provide "clinical social work" services (diagnosis,
psychotherapy, and assessment-based treatment planning) under
supervision; the LCSW may provide those services without
supervision.
- Who may practice licensed master social work or
licensed clinical social work?
The Education Law restricts the practice of licensed master
social work and licensed clinical social work and the titles LMSW
and LCSW to individuals who are licensed and registered to
practice in New York. Individuals who are licensed in other
professions or defined as exempt (see question #20) may provide
services that are defined as the practice of LMSW or LCSW but may
not use the titles LMSW or LCSW to imply licensure.
- Are there activities that can be performed by an
unlicensed person?
The Education Law defines certain activities that are within the
scope of practice of the Licensed Master Social Worker, but may
also be performed by an individual who is not licensed. The
unlicensed person could not imply that he or she is licensed
under Title 8 of the Education Law. If the services are provided
by an LMSW or LCSW, the licensee can only engage in those
activities in which he or she is competent.
Services that are defined as not requiring licensure include but
are not limited to:
- Serve as a community organizer, planner, or administrator for
social service programs in any setting.
- Provide supervision and/or consultation to individuals,
groups, institutions and agencies, other than the supervision of
the practice of a profession established under Title VIII of the
Education Law.
- Serve as a faculty member or instructor in an educational
setting, although a faculty member may not practice a profession
that requires licensure.
- Plan and/or conduct research projects and program evaluation
studies.
- Maintain familiarity with both professional and self-help
systems in the community in order to assist the client in those
services when necessary.
- Assist individuals or groups with difficult day to day
problems such as finding employment, locating sources of
assistance, organizing community groups to work on a specific
problem.
- Consult with other agencies on problems and cases served in
common and coordinating services among agencies or providing case
management.
- Conduct data gathering on social problems.
- Serve as an advocate for those clients or groups of clients
whose needs are not being met by available programs or by a
specific agency.
- Assess, evaluate and formulate a plan of action based on
client need.
- Provide training to community groups, agencies, and other
professionals.
- Provide administrative supervision but not supervise or
direct professional practice of an LMSW, LCSW or other individual
licensed under Title VIII of the Education Law.
- Do I have to be licensed as an LMSW in order to
become an LCSW in New York?
Yes, in order to complete the supervised experience in diagnosis
and psychotherapy required for licensure as an LCSW you must be
licensed and registered to practice as a LMSW, or hold a limited
permit to practice under supervision, or be practicing in an
exempt setting, as defined in the Education Law.
- Can a Licensed Master Social Worker operate a private
practice?
A Licensed Master Social Worker
who is registered to practice may form any legal business entity, including a private practice. The LMSW may provide any services defined as within the scope of practice of Licensed Master Social Work, so long as the licensee is competent. However, Education Law Section 7701 restricts Licensed Master Social Workers from providing clinical services in settings other than "facility settings or other supervised settings." Accordingly, New York law does not allow an LMSW to establish a private practice or professional entity (e.g., professional corporation or professional limited liability partnership) for the purpose of providing "clinical social work services".
An LMSW may establish a professional service corporation,
professional limited liability corporation or professional
limited liability partnership, subject to the requirements of the
Education and the Business Corporation laws. You should consult
with your attorney and accountant to determine if the creation of
a professional entity is appropriate. In most cases, your
attorney will file an application with the Department of State
and the Education Department must consent to the title and
purpose of a professional entity. You can access more information
about establishing professional corporations on our web site:
www.op.nysed.gov/pcorp.htm.
- If I am licensed in another jurisdiction can I
practice licensed master social work or licensed clinical social
work in New York under that license?
In order to provide professional services in New York, you must
be licensed and registered to practice in New York, unless exempt
under the Education Law. Licensure in another jurisdiction does
not authorize you to practice in New York whether services are
provided in-person, by telephone, over the Internet, or any other
format.
- I have many years of experience in social work,
including credentials and licensure in other jurisdictions. Is
there reciprocity or any way my qualifications can substitute for
the requirements in New York?
There is no reciprocity for a professional license as an LMSW or
LCSW. An applicant must meet the requirements for graduate
education, including specific course work and internship,
examination, be of good moral character as determined by the
Department, and, for the LCSW the requirements for supervised
experience in diagnosis and psychotherapy, as established in the
Education Law and Commissioner's Regulations.
- If I am a LMSW and providing clinical social work
services under supervision, does the supervisor have to be
on-site?
The Education Law and Commissioner's Regulations require
appropriate supervision, which in some instances may require
direct or on-site supervision, in the opinion of the supervisor.
Whether or not the supervisor is on-site, the supervisor shares
with the LMSW responsibility for the professional services
provided to each client. Therefore, the supervisor may need to be
on-site to conduct joint client intakes and directly observe the
LMSW practicing clinical social work.
- If my employer does not provide a qualified
supervisor can I contract with a qualified supervisor outside the
agency for private supervision?
Your agency or employer is responsible for the services provided
to each client, therefore, you may not share
information-including patient records, diagnosis and treatment of
the patient, or access to the patient-without the permission of
your employer or agency. In order to ensure appropriate
protection of client information under federal and state laws,
there should be a three-way agreement between you, the proposed
supervisor, and your employer. The minimum information in such a
letter of agreement would include:
- Acknowledgement that third-party supervision will be provided
to allow the applicant to develop skills and abilities in the
practice of the profession;
- Acknowledgement that the supervisor will be provided with
access to patient records and, if appropriate, to the patients to
conduct joint intake or treatment sessions;
- Acknowledgement that the patient will be informed that the
applicant is authorized to practice only under supervision and
that patient-specific information is shared with a third-party
supervisor;
- Acknowledgement that the patient will be informed of the
supervisor's name and contact information or an agency
contact to whom questions about the applicant's practice may
be addressed;
- Assurance that supervision will be of the duration and
frequency specified in regulations and continue until the
applicant is licensed or ceases practice; and
- Arrangements for paying the supervisor that identify who is
responsible for making the payment (i.e. the applicant, employer
or both).
- Am I required to inform my clients that I am being
supervised?
Before providing any professional services, you should review
with the client the policies of your agency or employer regarding
payment for services, third-party reimbursement (if appropriate),
limits on confidentiality and the limits of privileged
communication (e.g., intent to commit a harmful act), and how
client information is shared within the agency or other setting.
The client should know the qualifications of the supervisor and
how to contact the supervisor with any questions or concerns
about your practice and the services being provided.
- If I am licensed as a Licensed Clinical Social Worker
in another jurisdiction, how can I become an LCSW in New
York?
You must apply for licensure in New York and meet all
requirements for clinical education, supervised post-MSW
experience in diagnosis and psychotherapy acceptable to the
Department, moral character, clinical social work examination,
and New York-approved course work in the identification and
reporting of suspected child abuse and maltreatment.
Even if you are licensed in another jurisdiction you may not
practice licensed clinical social work in New York until you are
licensed in New York State.
If it is determined that you do not meet the requirements for
clinical education or supervised clinical experience in diagnosis
and psychotherapy, you may not practice social work in New York.
You must apply for licensure as an LMSW and meet all requirements
for licensure, including education and examination. You can then
practice as an LMSW under supervision acceptable to the
Department, while meeting the requirements for licensure as an
LCSW.
- How can I receive a limited permit to practice in New
York?
The Education Law authorizes the Department to issue a limited
permit to practice under supervision acceptable to the Department
to an individual who has met all requirements for licensure
except the examination. The permit is issued for a specific
employment setting, which may not be a practice owned or operated
by the permit holder. An individual holding an LMSW permit must
be under the supervision of an LMSW or LCSW; the LCSW permit
holder must be under the supervision of an LCSW.
If you will practice in more than one setting, you must file a
permit application (Form 5) for each setting, although only one
fee is required. The limited permit must be displayed in each
setting and the permit holder may not practice in any location
other than for which a permit has been issued. If you change
employers, settings, or supervisors you must file a new Form
5.
The permit is valid for one year and may not be renewed. Once you
have exhausted the limited permit you may not receive another
limited permit. An individual who has not met all requirements
for licensure when the permit expires may only engage in those
activities that do not require licensure in New York.
- What is acceptable clinical social work experience
for licensure as an LCSW?
The Education Law requires an applicant for licensure as an LCSW
to complete three years of full-time (or the part-time equivalent
in no more than six years) supervised, post-degree experience in
diagnosis, psychotherapy, and assessment-based treatment plans,
acceptable to the Department.
Full-time experience is defined as no more than 20 client contact
hours in psychotherapy each week; part time experience must not
be less than 10 client contact hours in each setting per week.
Part-time experience is pro-rated (e.g., 15/20 = 0.75) so that
the applicant will require more than three years to complete the
equivalent of 36 months of supervised experience. Experience of
less than 10 client contact hours per week is not acceptable for
licensure. A client contact hour is a session of at least 45
minutes using verbal methods in interpersonal relationships to
assist a person or persons to modify attitudes and behavior which
are intellectually, socially, or emotionally maladaptive.
- If I provide case management, school social work,
discharge planning, counseling, and client advocacy can I qualify
for licensure as an LCSW?
No. These services constitute direct practice with clients but do
not meet the experience requirements for the LCSW. Only
experience in diagnosis, psychotherapy, and assessment-based
planning are acceptable under the Education Law. Typically
diagnosis, psychotherapy and assessment based treatment planning
are performed in mental health settings and not in general
hospitals, schools, and community-based organizations.
- What is acceptable supervision in the practice of
clinical social work?
The Education Law defines qualified supervisors as licensed
clinical social workers, licensed psychologists and
psychiatrists; no other professions are allowed to supervise. The
supervisor must have been licensed before starting to supervise
you. The supervising psychologist must be qualified in
psychotherapy as determined by the State Board; the psychologist
must submit Form 4Q to verify experience and training.
The supervisor must provide one hour per week or two hours every
other week of individual or group supervision in diagnosis,
psychotherapy and assessment-based treatment planning. At least
two hours per month must be individual supervision. The
supervisor must be apprised of the diagnosis and treatment of
each client, discuss the applicant's cases, provide the
applicant with oversight and guidance in diagnosing and treating
clients, and regularly review and evaluate the applicant's
professional work.
If the applicant is practicing less than full-time (e.g., 10
client contact hours per week), the applicant must still receive
one hour of supervision every week or two hours of supervision
every other week for the entire period.
- How can I verify my supervised experience in
diagnosis and psychotherapy?
All post-degree experience must be submitted on Department forms
and include:
- The beginning and ending dates of the supervised
experience;
- The average weekly client contact hours in diagnosis and
psychotherapy;
- The supervisor's qualifications to practice diagnosis and
psychotherapy;
- The duration and frequency of individual and group
supervision; and
- Notarized signature of the supervisor.
The forms must bear original signatures and must be submitted by
the supervisor, not the applicant, directly to the Department. If
you are changing supervisors or leaving an agency, you may wish
to have the experience documented and submitted at that
time.
If your supervisor is deceased or unavailable, you, a licensed
colleague or the agency may provide the required information
(beginning and ending dates; weekly client contact hours;
supervisor's qualifications; and duration and frequency of
supervision). A licensed colleague who is familiar with your
supervised experience may attest that you met the requirements;
the form must bear original signatures, be notarized and
submitted to the Department by the licensed colleague.
- How can I become a school social worker in New
York?
An individual practicing licensed master social work in a public
school or pre-school must be certified by the Office of Teaching
(OT) in the Department. OT will issue a provisional school social
worker certificate to an individual who has an acceptable MSW
degree. The provisional certificate is valid for five years by
which time the certificate holder must be licensed as an LMSW or
LCSW to receive the permanent school social worker certificate.
You can access more information about the school social worker
certificate on-line at: www.highered.nysed.gov/tcert/contact.htm
and can file an on-line application for the school
certificate.
An individual holding a permanent school social work certificate
must maintain the LMSW or LCSW registration in order to practice
school social work. An individual with a provisional or permanent
school social work credential may only practice licensed master
social work outside the school if licensed and registered as an
LMSW or practice licensed clinical social work outside the school
if licensed and registered as an LCSW.
- If I have a BSW degree, can I be licensed or practice
in New York?
The Education Law does not authorize the Department to license an
individual with a bachelor's of social work (BSW) degree.
However, an individual with a BSW degree from a program
acceptable to the Department, such as a program accredited by the
Council on Social Work Education (CSWE), may practice licensed
master social work under the supervision of an LMSW or LCSW. The
Commissioner's Regulations do not require on-site
supervision, but the supervision should be appropriate to the
abilities of the BSW and the tasks delegated by the supervising
LMSW or LCSW.
The BSW may not practice clinical social work, including
diagnosis and psychotherapy, even under the supervision of an
LCSW. An LMSW or LCSW who delegates activities that are beyond
the competence of the BSW may be charged with unprofessional
conduct under Part 29 of the Regents Rules.
- How do I know if I am exempt or practicing in an
exempt setting?
The Education Law defines exempt persons as those who meet
certain requirements. In such cases, an exempt person can engage
in activities that would ordinarily require licensure. An exempt
person may not use a professional title (e.g., LMSW or LCSW)
restricted to a licensee nor may the person practice outside the
exempt setting.
An exempt person who wishes to qualify for licensure must meet
all requirements for licensing, including education, supervision,
examination, and moral character, acceptable to the
Department.
The exemptions provided in the Education Law allow activities
including:
- BSW or MSW students in a supervised internship under the
supervision of an LMSW or LCSW;
- Licensees in other professions licensed under Title 8 of the
Education Law whose practice includes similar services;
- Attorneys, rape crisis counselors and other credentialed
individuals who function within the authority of those
credentials;
- Public and private employees providing clinical social work
services on or before September 1, 2004, for as long as they
provide those services in that job; and
- Employees of agencies operated, regulated or financed by the
New York State Office of Mental Health, Office of Mental
Retardation and Developmental Disabilities, Office of Alcoholism
and Substance Abuse Services, Office of Children and Family
Services or local social service districts until January 1, 2010,
so long as the person does not use the titles LMSW or LCSW.
If you have questions about your employment setting, you should
consult with your employer.
- I have never done well on multiple-choice tests and
want to know if I can be licensed without having to pass an
examination?
No. The Education Law requires an applicant for the LMSW or the
LCSW to pass an examination acceptable to the Department. It has
been determined that an applicant can meet these requirements by
passing the appropriate examination offered by the Association of
Social Work Boards (ASWB). A candidate for the LMSW must pass the
ASWB Masters (formerly "Intermediate") examination and
a candidate for the LCSW must pass the ASWB Clinical examination.
New York does not recognize the ASWB Advanced Generalist
examination for licensure as an LMSW or LCSW.
After you apply to the Department for licensure, your application
will be reviewed to determine if you meet the requirements for
education, moral character, and New York-approved course work in
the identification and reporting of suspected child abuse and
maltreatment. For the LCSW, supervised post-MSW experience in
diagnosis and psychotherapy acceptable to the Department and
clinical coursework is also required. When you have met the
requirements for entry to the examination, the Department will
notify you and ASWB. It is then your responsibility to contact
ASWB to register for an examination appointment. The examination
is offered six days a week throughout the United States but you
must be approved by the Department to register with ASWB. You can
access information about the content areas for the Masters and
Clinical examinations on-line at: www.aswb.org.
- I have attempted and failed the ASWB examination; is
it possible my score would qualify for licensure in another
jurisdiction?
No. When you attempt the examination, your score is based on the
number of questions you answer correctly in order to meet the
minimum passing score for that form of the examination. The raw
score is then converted to an equated score. In order to pass you
must have an equated score that is equal to or higher than the
minimum passing score. Regardless of the equated score required
in a jurisdiction a failing score cannot be calculated as a
passing score.
- I am licensed as an LMSW and as an LCSW. I received a
renewal notice for my LMSW but my LCSW is still valid, what
should I do?
If you were licensed as a Licensed Master Social Worker (LMSW) on
or after September 1, 2004 and were later licensed as a Licensed
Clinical Social Worker (LCSW), you hold separate licenses with
different registration dates. Since the practice of Licensed
Clinical Social Work encompasses the practice of Licensed Master
Social Work, you do not need to maintain your registration as an
LMSW. When you receive the LMSW registration form, you can
respond "NO" on Question 1, which asks if you would
like to register the LMSW license to practice for the upcoming
period. You should then answer all other questions, sign and date
the form, and return it with no fee to the Department in the
envelope provided. The registration of your LMSW license will
then be put in "Inactive" status and the Office of the
Professions online license
verification will reflect that status. For more information
about registration and practice, including how to change your
address, see OP's Frequently Asked
Questions.
- How can I qualify for the psychotherapy
privilege?
The Education and Insurance laws authorize the Department to
issue the "R" privilege to an individual who is an LCSW
in New York and who completes at least 36 months of supervised
experience in psychotherapy acceptable to the Department, after
the experience that qualified for licensure as an LCSW. You must
have at least 400 client contact hours per year in psychotherapy
under the supervision of a qualified supervisor. Your experience
must be supervised for at least two hours per month of individual
supervision or four hours per month of group supervision or peer
supervision or case seminars in a psychotherapy institute
acceptable to the Department.
You must submit the application for the privilege and fee and
your supervisor(s) must provide his or her qualifications to
supervise the practice of psychotherapy and document your
supervised experience including the duration and frequency of
supervision, the beginning and ending dates of practice, and
client contact hours. If you meet the requirement through peer
supervision, you will be required to demonstrate competency
through the completion of case narratives acceptable to the
Department.
The psychotherapy privilege is not available to an LMSW or an
individual licensed in any other profession. There is no
requirement to maintain registration of the privilege.
If you have questions not addressed above, you may contact the
office of the State Board for Social Work, at (518)474-3817, ext.
450; or e-mail SWBD@mail.nysed.gov.
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