Meeting Agenda

Quality Review Oversight Committee

New York State Education Department

Office of the Professions

89 Washington Avenue

Room 217 - Education Building

Albany, NY  12234

Thursday, November 19, 2015 ยท 10:30 a.m.


10:30 a.m.   Public Session

  • Review and Approval of Minutes from the July 15, 2015 meeting
  • Board Office Update
  • Future Committee Meetings:
    • January 13, 2016, 10:30 a.m., 89 Washington Avenue, Albany, NY
    • May 3, 2016, 2:30 p.m., 1411 Broadway, 10th Floor, New York, NY
  • QROC's Annual Report 2014 - 2015
  • Sponsoring Organization Agreement 2016-2017
  • AICPA Peer Reviewer Listing - Non-CPA listed
  • PCAOB - Broker Dealer Interim Report
  • Quality Control Materials Review Report - QCM Report Tool and Thomas Reuters report
  • AICPA PRB - 2014 Annual Report on Oversight - Issued October 22, 2015
  • NYSSCPA PRP - 2014 Annual Report on Oversight - Issued August 18, 2015
  • AICPA
    • 2015 AICPA Peer Review Program Conference - General Session Agenda
    • AICPA Peer Review Board Open Meeting
      • August 5, 2015 - Open Session Highlights
      • September 18, 2015 - Open Session Highlights
      • November 10, 2015 - Open Session Highlights (not available)
      • Future Meetings/Conference Calls -
        • January 13, 2016, May 3, 2016, August 11, 2016; and September 27, 2016
  • NYSSCPA Peer Review Committee Open Meeting
    • July 15, 2015 - Meeting Materials
    • September 16, 2015 - Meeting Materials
    • Future Meetings: January 20, 2016 and May 4, 2016
  • 29.10 Board of Regents Rules update
  • 70.10 Regulations of the Commissioner Update
  • New Business

12:00 p.m.   Executive Session

Last Updated: December 2, 2015