Meeting Agenda

Quality Review Oversight Committee

NYS Education Department
89 Washington Avenue, Albany, NY

Thursday, October 12, 2017 · 10:30 a.m.


10:30 a.m. Public Session

  • Review and Approval of Minutes from the July 19, 2017 meeting
  • Board office update
  • Future Committee Meetings:
    • QROC Annual Report, Public Accountancy Board Meeting, October 25, 2017
    • February 1, 2018, 10:30 a.m. – 89 Washington Avenue, Albany NY
  • Legislative Update: A07895A/S6026A
    • Relates to mandatory peer review of certified public accountants.
  • AICPA
    • Evolution of Peer Review Administration – August 31, 2017
      • Supplement – Pages 4-6
      • Revised discussion paper – Pages 7-22
    • AICPA Peer Review Board Open Meetings
      • May 12, 2017 – Highlights – Pages 23-34
      • August 17, 2017 – Materials – Pages 35-135
      • Future Meetings/Conference Calls: September 29, 2017, November 9, 2017
  • Sponsoring Organization
    • Peer Review Committee Open Meetings September 6, 2017 – Pages 136-164
      • Future Meetings: December 13, 2017, May 9, 2018
    • PICPA update
      • Sponsoring Organization Agreements
  • PCAOB
    • Fact Sheet for Annual Report on the 2016 Inspections of Broker-Dealer Auditors – Pages 165-166
    • Annual Report on the Interim Inspection Program related to Audits of Brokers and Dealers – Pages 167-239
    • Inspection Brief about 2017 Inspections – Pages 240-258
  • 29.10 Board of Regents Rules and Section 70 Commissioner’s Regulations update
  • New Business

11:30 a.m. Executive Session

Last Updated: September 28, 2017