Meeting Agenda

Quality Review Oversight Committee

Office of the Professions

NYS Education Building

89 Washington Avenue

Room 217

Albany, NY  12234

Wednesday, October 12, 2016 ยท 10:30 a.m.


10:30 a.m.   Public Session

  • Review and Approval of Minutes from the August 3, 2016 meeting
  • Board Office Update
  • Vice Chair Appointment
  • Future Committee Meetings:
    • No meetings currently scheduled.
  • QROC's 2015-2016 Annual Report and QROC's presentation to the Board
  • AICPA
    • Proposed Evolution of Peer Review Administration - A supplemental paper seeking input from State Boards of Accountancy
      • Joint QROC and Board comment letter
      • Maryland and Nevada SBOA comment letters
    • Proposed Changes to the AICPA Standards for Performing and Reporting on Peer Reviews of August 17, 2016
      • Comments letters: NY, AL, AK, MT; and NH
    • AICPA Peer Review Board Open Meetings
      • August 11, 2016 - Open Session Materials and Highlights
      • September 27, 2016 - Open Session Materials
        • AICPA PRP Annual Report on Oversight of September 27, 2016
      • Future Meetings/Conference Calls: November 14, 2016, January 31, 2017, May 12, 2017, August 17, 2017 and September 29, 2017
  • NYSSCPA
    • NYSSCPA Annual Report on Oversight of August 29, 2016
    • NYSSCPA and AICPA FAC Project Letter of August 30, 2016
    • Peer Review Committee Open Meetings
      • September 7, 2016 - Meeting Materials
      • Future Meetings: December8, 2016 and May 3, 2017
  • PCAOB
    • Information about 2016 Inspections of Auditors of Issuers, and Brokers and Dealers
  • 29.10 Board of Regents Rules and Section 70 Commissioner's Regulations update
  • New Business

11:30 a.m.   Executive Session

Last Updated: September 29, 2016